0000909661-01-500024.txt : 20011106
0000909661-01-500024.hdr.sgml : 20011106
ACCESSION NUMBER: 0000909661-01-500024
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011101
GROUP MEMBERS: ANDREW B. FREMDER
GROUP MEMBERS: DAVID I. COHEN
GROUP MEMBERS: ENRIQUE H. BOILINI
GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.
GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.
GROUP MEMBERS: FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.
GROUP MEMBERS: FARALLON CAPITAL PARTNERS, L.P.
GROUP MEMBERS: FARALLON PARTNERS, L.L.C.
GROUP MEMBERS: JOSEPH F. DOWNES
GROUP MEMBERS: MARK C. WEHRLY
GROUP MEMBERS: MERIDEE A. MOORE
GROUP MEMBERS: MONICA R. LANDRY
GROUP MEMBERS: RICHARD B. FRIED
GROUP MEMBERS: STEPHEN L. MILLHAM
GROUP MEMBERS: THOMAS F. STEYER
GROUP MEMBERS: TINICUM, L.P.
GROUP MEMBERS: WILLIAM F. DUHAMEL
GROUP MEMBERS: WILLIAM F. MELLIN
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CATALYTICA ENERGY SYSTEMS INC
CENTRAL INDEX KEY: 0001053361
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 770410420
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-60029
FILM NUMBER: 1773357
BUSINESS ADDRESS:
STREET 1: 430 FERGUSON DRIVE
STREET 2: 650-960-3000
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509603000
MAIL ADDRESS:
STREET 1: 430 FERGUSON DRIVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043-5273
FORMER COMPANY:
FORMER CONFORMED NAME: CATALYTICA COMBUSTION SYSTEMS INC
DATE OF NAME CHANGE: 20000519
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: FARALLON CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0000909661
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 943240279
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: ONE MARITIME PLAZA STE 11325
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4154212132
MAIL ADDRESS:
STREET 1: ONE MARITIME PLAZA
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
FORMER COMPANY:
FORMER CONFORMED NAME: FARALLON CAPITAL MANAGEMENT INC ET AL
DATE OF NAME CHANGE: 19970210
SC 13G
1
catalytica1.txt
SCHEDULE 13G
------------------------------
OMB APPROVAL
------------------------------
OMB Number: 3235-0145
Expires: October 31, 2002
Estimated average burden
hours per response . . . 14.90
------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
---------------------------
SCHEDULE 13G
(Section 240.13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO SECTIONS 240.13d-1(b), (c) and(d) AND AMENDMENTS THERETO FILED
PURSUANT TO SECTION 240.13d-2
(Amendment No. ___________)1
Catalytica Energy Systems, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.001 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
148885109
--------------------------------------------------------------------------------
(CUSIP Number)
October 24, 2001
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
| | Rule 13d-1(b)
|X| Rule 13d-1(c)
| | Rule 13d-1(d)
--------
1 The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act")or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Partners, L.P.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 256,722
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
256,722
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
256,722
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.5 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
PN
================================================================================
Page 2 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners, L.P.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
---------------================================================================
3 SEC USE ONLY
---------------================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 237,497
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
237,497
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
237,497
---------------================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.4%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
PN
================================================================================
Page 3 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners II, L.P.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 36,850
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
36,850
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,850
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
PN
================================================================================
Page 4 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners III, L.P.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 42,790
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
42,790
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
42,790
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
PN
================================================================================
Page 5 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tinicum Partners, L.P.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 13,000
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
13,000
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
13,000
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.1 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
PN
================================================================================
Page 6 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Management, L.L.C.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 433,679
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
433,679
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
433,679
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.5%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IA, OO
================================================================================
Page 7 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Partners, L.L.C.
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 586,859
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
586,859
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
586,859
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.4 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
OO
================================================================================
Page 8 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Enrique H. Boilini
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 9 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
David I. Cohen
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 10 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Joseph F. Downes
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 11 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Duhamel
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 12 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew B. Fremder
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 13 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Richard B. Fried
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 14 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Monica R. Landry
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9%of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 15 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Mellin
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9%of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 16 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
---------------=================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Stephen L. Millham
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 17 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Meridee A. Moore
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 18 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
===============================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas F. Steyer
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 19 of 26 Pages
13G
=====================
CUSIP No. 148885109
=====================
================================================================================
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Mark C. Wehrly
---------------=================================================================
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ] **
** The reporting persons making this filing hold an aggregate
of 1,020,538 Shares, which is 5.9% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
---------------=================================================================
3 SEC USE ONLY
---------------=================================================================
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------===========================================
NUMBER OF 5 SOLE VOTING POWER
SHARES -0-
--------===========================================
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 1,020,538
--------===========================================
EACH 7 SOLE DISPOSITIVE POWER
REPORTING -0-
--------===========================================
PERSON WITH 8 SHARED DISPOSITIVE POWER
1,020,538
-------------------------------------===========================================
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,020,538
---------------=================================================================
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
---------------=================================================================
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9 %
---------------=================================================================
12 TYPE OF REPORTING PERSON (See Instructions)
IN
================================================================================
Page 20 of 26 Pages
Item 1. Issuer
(a) Name of Issuer:
Catalytica Energy Systems, Inc. (the "Company")
--------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices:
430 Ferguson Drive, Mountain View, California 94043
--------------------------------------------------------------
Item 2. Identity And Background.
-----------------------
Title Of Class Of Securities And CUSIP Number (Item 2(d) and (e))
----------------------------------------------------------------
This statement relates to Shares of Common Stock, par value $0.001 per
share (the "Shares") of the Company. The CUSIP number of the Shares is
148885109.
Name Of Persons Filing, Address Of Principal Business Office
-------------------------------------------------------------
Citizenship (Item 2(a), (b) and (c))
------------------------------------
This statement is filed by the entities and persons listed below, all
of whom together are referred to herein as the "Reporting Persons."
The Partnerships
----------------
(i) Farallon Capital Partners, L.P., a California limited partnership
("FCP"), with respect to the Shares held by it;
(ii) Farallon Capital Institutional Partners, L.P., a California
limited partnership ("FCIP"), with respect to the Shares held by
it;
(iii)Farallon Capital Institutional Partners II, L.P., a California
limited partner ship ("FCIP II"), with respect to the Shares held
by it;
(iv) Farallon Capital Institutional Partners III, L.P., a Delaware
limited partner ship ("FCIP III"), with respect to the Shares
held by it;
(v) Tinicum Partners, L.P., a New York limited partnership
("Tinicum"), with respect to the Shares held by it; and
FCP, FCIP, FCIP II, FCIP III and Tinicum are together referred to
herein as the "Partnerships."
Page 21 of 26 Pages
The Management Company
----------------------
(vi) Farallon Capital Management, L.L.C., a Delaware limited
liability company (the "Management Company"), with respect
to the Shares held by certain accounts managed by the
Management Company (the "Managed Accounts").
The General Partner Of The Partnerships
---------------------------------------
(vii)Farallon Partners, L.L.C., a Delaware limited liability
company which is the general partner of each of the
Partnerships (the "General Partner"), with respect to the
Shares held by each of the Partnerships.
The Managing Members Of the General Partner And The Management Company
----------------------------------------------------------------------
(viii)The following twelve persons who are managing members of both
the General Partner and the Management Company, with respect to the
Shares held by the Partnerships and the Managed Accounts: Enrique H.
Boilini ("Boilini"), David I. Cohen ("Cohen"), Joseph F. Downes
("Downes"), William F. Duhamel ("Duhamel"), Andrew B. Fremder
("Fremder"), Richard B. Fried ("Fried"), Monica R. Landry ("Landry"),
William F. Mellin ("Mellin"), Stephen L. Millham ("Millham"), Meridee
A. Moore ("Moore"), Thomas F. Steyer ("Steyer") and Mark C. Wehrly
("Wehrly").
Boilini, Cohen, Downes, Duhamel, Fremder, Fried, Landry, Mellin,
Millham, Moore, Steyer and Wehrly are together referred to herein as the
"Individual Reporting Persons."
The citizenship of each of the Partnerships, the General Partner and
the Management Company is set forth above. Each of the Individual Reporting
Persons is a United States citizen.
The address of the principal business office of each of the Reporting
Persons other than Enrique Boilini is c/o Farallon Capital Management,
L.L.C., One Maritime Plaza, Suite 1325, San Francisco, California 94111.
The address of Enrique Boilini is c/o Farallon Capital Management, L.L.C.,
75 Holly Hill Lane, Greenwich, Connecticut 06830.
Item 3. If This Statement Is Filed Pursuant To Sections 240.13d-1(b) or
-------------------------------------------------------------------
240.13d-2(b) or (c), Check Whether The Person Filing Is An Entity
----------------------------------------------------------------------
Specified in (a) - (j):
-----------------------
Not Applicable.
If This Statement Is Filed Pursuant To Section 240.13d-1(c),
------------------------------------------------------------
Check This Box. [X]
-------------------
Page 22 of 26 Pages
Item 4. Ownership
---------
The information required by Items 4(a) - (c) and set forth in Rows 5
through 11 of the cover page for each Reporting Person hereto is
incorporated herein by reference for each such Reporting Person.
The Shares reported hereby for the Partnerships are owned directly by
the Partnerships and those reported by the Management Company on behalf of
the Managed Accounts are owned directly by the Managed Accounts. The
General Partner, as general partner to the Partnerships, may be deemed to
be the beneficial owner of all such Shares owned by the Partnerships. The
Management Company, as investment adviser to the Managed Accounts, may be
deemed to be the beneficial owner of all such Shares owned by the Managed
Accounts. The Individual Reporting Persons, as managing members of both the
General Partner and/or the Management Company, may each be deemed to be the
beneficial owner of all such Shares held by the Partnerships and the
Managed Accounts. Each of the Management Company, the General Partner and
the Individual Reporting Persons hereby disclaims any beneficial ownership
of any such Shares.
Item 5. Ownership Of Five Percent Or Less Of A Class
--------------------------------------------
Not Applicable.
Item 6. Ownership Of More Than Five Percent On Behalf Of Another Person
---------------------------------------------------------------
Not Applicable.
Item 7. Identification And Classification Of The Subsidiary Which Acquired
------------------------------------------------------------------
The Security Being Reported On By The Parent Holding Company
------------------------------------------------------------
Not Applicable.
Item 8. Identification And Classification Of Members Of The Group
---------------------------------------------------------
The Reporting Persons are filing this Schedule 13G pursuant to
Rule 13d-1(c). Consistent with Item 2 of the cover page for each
Reporting Person above, the Reporting Persons neither disclaim nor
affirm the existence of a group among them.
Item 9. Notice Of Dissolution Of Group
------------------------------
Not Applicable.
Item 10. Certification
-------------
Page 23 of 26 Pages
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
Page 24 of 26 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of our knowledge and belief, the
undersigned certify that the information set forth in this statement is true,
complete and correct.
Dated: November 1, 2001
/S/ Joseph F. Downes
----------------------------------------
FARALLON PARTNERS, L.L.C.,
on its own behalf and as General Partner of
FARALLON CAPITAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
And TINICUM PARTNERS, L.P.,
By Joseph F. Downes
Managing Member
/S/ Joseph. F. Downes
----------------------------------------
FARALLON CAPITAL MANAGEMENT, L.L.C.
By Joseph F. Downes
Managing Member
/S/ Joseph F. Downes
----------------------------------------
Joseph F. Downes, individually and as
attorney-in-fact for each of Enrique H. Boilini,
David I. Cohen, William F. Duhamel,
Andrew B. Fremder, Richard B. Fried, Monica R. Landry
William F. Mellin, Stephen L. Millham,
Meridee A. Moore, Thomas F. Steyer
and Mark C. Wehrly.
The Powers of Attorney, each executed by Boilini, Cohen, Fremder, Mellin,
Millham, Moore and Steyer authorizing Downes to sign and file this Schedule 13G
on each person's behalf, which were filed with Amendment No. 1 to the Schedule
13D filed with the Securities and Exchange Commission on January 20, 1998, by
such Reporting Persons with respect to the Units of Spiros Development
Corporation II, Inc., are hereby incorporated by reference. The Powers of
Attorney, each executed by Duhamel and Fried authorizing Downes to sign and file
this Schedule 13G on each person's behalf, which were filed with Amendment No. 7
to the Schedule 13D filed with the Securities and Exchange Commission on
February 9, 1999 by such Reporting Persons with respect to the Callable Class A
Common Stock of Crescendo Pharmaceuticals Corporation, are hereby incorporated
by reference. The Power of Attorney executed by Mark C. Wehrly authorizing
Downes to sign and file this Schedule 13G on his behalf, which was filed with
Amendment No. 4 to the Schedule 13D filed with the Securities and Exchange
Commission on January 18, 2000, by such Reporting Person with respect to the
Class
Page 25 of 26 Pages
A Common Stock of Momentum Business Applications, Inc., is hereby
incorporated by reference. The Power of Attorney executed by Monica R. Landry
authorizing Downes to sign and file this Schedule 13G on her behalf, which was
filed with the Schedule 13G filed with the Securities and Exchange Commission on
January 22, 2001, by such Reporting Person with respect to the Common Stock of
Korn/Ferry International, is hereby incorporated by reference.
Page 26 of 26 Pages